Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy S. Keane is a financial professional with over 10 years of experience in the industry. Timothy is currently registered with Prudential Investment Management Services LLC and holds the Series 7, 7TO, and SIE licenses. Timothy has previously been employed by LEGG MASON INVESTOR SERVICES, LLC and PERSHING LLC. Timothy has been active in the securities industry since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/11/2023 - Present
Prudential Investment Management Services LLC (NEW YORK NY)
CT
08/22/2011 - 02/20/2021
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NJ
05/02/2006 - 07/06/2007
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 01/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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