Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Rogers is a financial advisor with over 15 years of experience in the financial industry. Timothy is currently registered with Pimco Investments LLC and has held previous positions with Allianz Global Investors Distributors LLC and Morgan Stanley & Co., Incorporated. Timothy holds several licenses including Series 3, 7, 24, 31, and 66, and is registered to provide investment advice in all 50 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/14/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
NY
11/14/2007 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CT
04/02/2007 - 08/28/2007
MORGAN STANLEY & CO., INCORPORATED (GREENWICH CT)
CT
10/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (GREENWICH CT)
BOTH
Issued 10/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/11/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Rogers is the right advisor for you? Invested Better is here to help.
