Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Ryan Miller is a financial professional with over 15 years of experience in the industry. Timothy is currently registered with National Financial Services LLC. Timothy is a licensed Series 7, 9, 10, 63, 99TO and SIE representative and has a history of working in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/12/2013 - Present
National Financial Services LLC (WESTLAKE TX)
UT
12/03/2007 - 06/27/2013
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 12/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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