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Timothy Russell Rowley

Mischler Financial Group, Inc.

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About Timothy Russell Rowley

Timothy Rowley is a financial advisor with Mischler Financial Group, Inc. based in Charlotte, NC. Timothy has been in the securities industry since August 1, 1982. Timothy is registered with FINRA (Financial Industry Regulatory Authority) and has held previous registrations with Academy Securities, Inc., Drexel Hamilton, LLC, Janney Montgomery Scott LLC, Piper Jaffray & Co., Morgan Keegan & Company, Inc., Legg Mason Wood Walker, Incorporated, Wachovia Securities, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, First Charlotte Corporation, Smith Barney, Harris Upham & Co., Incorporated, Prudential-Bache Securities Inc., and Interstate Securities Corporation.

Firm Information

Timothy Rowley is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Rowley’s Registration & Firm History

NC

05/11/2020 - Present

Mischler Financial Group, Inc. (Charlotte NC)

NC

07/27/2018 - 05/08/2020

ACADEMY SECURITIES, INC. (Charlotte NC)

NY

04/28/2016 - 07/31/2018

DREXEL HAMILTON, LLC (NEW YORK NY)

NC

11/25/2013 - 07/13/2015

JANNEY MONTGOMERY SCOTT LLC (CHARLOTTE NC)

NC

04/18/2012 - 11/25/2013

PIPER JAFFRAY & CO. (CHARLOTTE NC)

NC

04/17/2002 - 04/16/2012

MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)

MD

02/06/2001 - 04/24/2002

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NC

08/07/1991 - 10/31/2000

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NJ

01/14/1991 - 08/02/1991

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NC

07/12/1989 - 01/02/1991

FIRST CHARLOTTE CORPORATION (CHARLOTTE NC)

NY

04/28/1986 - 06/20/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

12/08/1983 - 04/11/1986

PRUDENTIAL-BACHE SECURITIES INC.

NA

05/10/1983 - 02/29/1984

INTERSTATE SECURITIES CORPORATION

NA

05/18/1981 - 05/10/1983

A. G. BECKER INCORPORATED

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Licenses & Designations

BC

Issued 08/06/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Timothy Russell Rowley. Review regulatory record here.
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