Unclaimed
Timothy Russell Ray is a financial professional with over 15 years of experience in the financial services industry. Timothy currently works at Nylife Securities LLC and is registered with FINRA and the state of New York. Timothy has been with Nylife Securities LLC since 2006, previously working for MML Investors Services, Inc. Timothy is a Series 6, SIE, and Series 99 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/17/2012 - Present
Nylife Securities LLC (LATHAM NY)
PA
01/19/2006 - 05/20/2008
NYLIFE SECURITIES LLC (HORSHAM PA)
MA
11/18/2004 - 12/31/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 12/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 99 - Operations Professional Examination
BC
Issued 11/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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