Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Harris is a financial advisor with over 30 years of experience in the industry. Timothy is currently registered with Stifel, Nicolaus & Company, Inc., and has previously worked with several other firms including City Securities Corporation, NATCITY INVESTMENTS, INC., and EDWARD D. JONES & CO., L.P.. Timothy is a registered representative in several states, including Illinois, Indiana, Ohio, and Texas. Timothy holds the Series 7 and Series 63 securities licenses and the Series 65 investment advisory license. Timothy specializes in providing financial planning, portfolio management, and retirement planning services to individuals and families. Timothy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/28/2017 - Present
Stifel, Nicolaus & Company, Inc. (ZIONSVILLE IN)
IN
02/13/2009 - 02/28/2017
CITY SECURITIES CORPORATION (ZIONSVILLE IN)
IN
06/01/1996 - 02/17/2009
NATCITY INVESTMENTS, INC. (ZIONSVILLE IN)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
08/23/1995 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
07/26/1995 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
MO
06/23/1992 - 07/25/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 08/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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