Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Ross Macdonald Main is a financial professional with over 25 years of experience in the financial services industry. Timothy is currently registered with Barclays Capital Inc. Prior to joining Barclays Capital Inc., Timothy held positions at EVERCORE GROUP L.L.C., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC. and CHASE SECURITIES INC.. Timothy holds licenses for Series 7, Series 9, Series 10, Series 24, Series 63, and Series 79TO, and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/27/2016 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
11/02/2011 - 10/07/2016
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
10/01/2008 - 08/12/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/15/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/02/2001 - 04/18/2001
CHASE SECURITIES INC. (NEW YORK NY)
NY
09/13/1995 - 04/09/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/22/1990 - 07/12/1991
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 01/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/04/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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