Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Robert Oconnor is a financial professional who has been in the industry since March 23, 1999. Timothy currently works at Muriel Siebert & CO., LLC and is registered in New York, New Jersey, Florida, and California. Timothy has passed the Series 7, Series 63, Series 24, Series 52TO, Series 99TO, and SIE exams. Previous to his role at Muriel Siebert & CO., LLC, Timothy was employed at TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/16/2006 - Present
Muriel Siebert & CO., LLC (New York NY)
NJ
01/05/1999 - 08/29/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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