Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Heaton is a financial advisor with Osaic Wealth, Inc. located in Scottsdale, Arizona. Timothy has been in the financial industry since October 1, 2005. Timothy is a licensed investment advisor representative in Nebraska. Timothy's prior experience includes positions with Securities America, Inc. and Mutual of Omaha Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/14/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NE
05/13/2014 - 06/14/2024
SECURITIES AMERICA, INC. (Omaha NE)
NE
10/12/2004 - 11/16/2006
AQUARIUS FUND DISTRIBUTORS, LLC (OMAHA NE)
NE
07/14/1997 - 10/17/2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NY
12/10/1996 - 03/11/1997
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 07/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 11/06/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Heaton is the right advisor for you? Invested Better is here to help.
