Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Richard Ziola is an investment advisor representative and a Registered Representative with Raymond James & Associates, Inc. since September 2014. Timothy Ziola has been working in the financial services industry since May 2003. Prior to working at Raymond James & Associates, Inc., Timothy Ziola was a registered representative with RBC Capital Markets, LLC from March 2011 to September 2014 and with Edward Jones from May 2003 to March 2011. Timothy Richard Ziola is licensed in 49 states and holds both Series 7 and Series 66 securities licenses. Timothy Ziola's office is located in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
10/24/2014 - Present
Raymond James & Associates, Inc. (OMAHA NE)
NE
03/04/2011 - 09/25/2014
RBC CAPITAL MARKETS, LLC (OMAHA NE)
NE
05/13/2003 - 03/07/2011
EDWARD JONES (LA VISTA NE)
BOTH
Issued 01/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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