Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Richard Yee is a financial advisor with over 25 years of experience in the financial services industry. He currently works with Independent Financial Group, LLC and has a strong track record of providing personalized financial planning and investment management services to individuals, families, and businesses. Timothy has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals. He specializes in retirement planning, investment management, and estate planning. Timothy is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/09/2015 - Present
Independent Financial Group, LLC (Alameda CA)
CA
05/30/2014 - 06/10/2015
LPL FINANCIAL LLC (ALAMEDA CA)
CA
10/23/2006 - 06/02/2014
SII INVESTMENTS, INC. (OAKLAND CA)
CA
10/31/2005 - 11/01/2006
AIG FINANCIAL ADVISORS, INC. (WALNUT CREEK CA)
AZ
12/01/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MD
12/07/2000 - 10/04/2004
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MA
07/12/1999 - 09/29/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
07/29/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
09/14/1994 - 12/13/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 11/12/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Yee is the right advisor for you? Invested Better is here to help.
