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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Richard Rossiter is a financial advisor with over 40 years of experience in the financial services industry. He is a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc. Timothy has extensive experience providing financial planning and portfolio management services to individuals, businesses, and charitable organizations. His expertise includes retirement planning, investment management, and estate planning. Timothy is a Certified Financial Planner and holds multiple securities licenses, including Series 6, 7, 26, 51, 63 and 65. He is licensed to provide financial services in 28 states and is a member of the American Legion. Prior to joining Osaic Wealth, Inc., Timothy was a financial advisor with Nathan & Lewis Securities, Inc., Travelers Equities Sales, Inc., and Hartford Equity Sales Company Inc. Timothy is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
10/11/2024 - Present
Osaic Wealth, Inc. (Greensboro NC)
NY
04/28/1987 - 06/07/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
05/07/1985 - 05/13/1987
TRAVELERS EQUITIES SALES, INC.
NA
06/13/1984 - 05/16/1985
HARTFORD EQUITY SALES COMPANY INC.
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/30/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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