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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Mcsweeney is an investment advisor representative with Cetera Investment Advisers LLC, based in Palm Desert, CA. Timothy Mcsweeney has been in the financial industry since October 28, 1996. Timothy Mcsweeney is registered with FINRA and the state of California as an Investment Advisor Representative and has over 26 years of experience in the financial services industry. Timothy Mcsweeney is also registered with the state of Texas as an Investment Advisor Representative. Timothy Mcsweeney has previously worked with LPL Financial LLC, Citicorp Investment Services, Edward Jones and Atlas Securities, Inc.
PALM DESERT, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/16/2024 - Present
Cetera Investment Advisers LLC (PALM DESERT CA)
CA
03/24/2004 - 04/26/2021
LPL FINANCIAL LLC (ALISO VIEJO CA)
NY
05/05/2003 - 03/04/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MO
03/12/2001 - 05/02/2003
EDWARD JONES (ST. LOUIS MO)
CA
03/17/1998 - 03/02/2001
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
CA
10/14/1996 - 03/16/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 12/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/4/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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