Unclaimed
Timothy Richard Goodell has been in the securities industry since 1999 and is currently registered with Bbva Securities Inc. Timothy has held several positions at firms including Ropemaker Capital, LLC, BTIG, LLC, Northeast Securities, Inc. and UBS Securities LLC. Timothy has passed the Series 7, Series 63, Series 24, Series 99TO, and SIE exams. Timothy is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2010 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
09/25/2009 - 10/27/2010
ROPEMAKER CAPITAL, LLC (NEW YORK NY)
NY
01/06/2010 - 09/21/2010
BTIG, LLC (NEW YORK NY)
NY
02/11/2009 - 12/21/2009
NORTHEAST SECURITIES, INC. (NEW YORK NY)
CT
12/20/1999 - 05/21/2008
UBS SECURITIES LLC (STAMFORD CT)
NY
08/23/1999 - 12/08/1999
REFCO SECURITIES, INC. (NEW YORK NY)
FL
10/27/1998 - 08/16/1999
HENCORP BECSTONE SECURITIES, LC (MIAMI FL)
NY
08/21/1997 - 11/07/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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