Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Richard Farris is a registered Investment Advisor Representative with Cetera Investment Advisers LLC. Timothy has over 30 years of experience in the financial services industry and is currently registered in Michigan, Maryland, North Carolina, and Wisconsin. Timothy's previous experience includes roles at Ameriprise Financial Services, Inc., Sigma Financial Corporation, and Pruco Securities Corporation. Timothy holds the Series 6, 7, 9, 10, 24, 31, 63, 65, and 66 licenses, along with the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
03/21/2024 - Present
Cetera Investment Advisers LLC (WEST BLOOMFIELD MI)
MI
05/15/2015 - 12/17/2021
SIGMA FINANCIAL CORPORATION (West Bloomfield MI)
MI
10/05/2009 - 05/28/2015
AMERIPRISE FINANCIAL SERVICES, INC. (NORTHVILLE MI)
MI
04/28/1993 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WEST BLOOMFIELD MI)
NJ
10/10/1991 - 12/18/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/10/1991 - 12/18/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 10/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 7/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 9/14/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 4/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/8/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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