Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Dowling is a financial advisor with Amundi Distributor US, Inc. Timothy has been in the financial services industry since January 1996. Timothy has been a registered representative of Amundi Distributor US, Inc. since May 2019. Previously, Timothy was a registered representative of OLD CITY SECURITIES LLC, ING INVESTMENT MANAGEMENT SERVICES LLC, WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP, LIBRA INVESTMENTS, INC., JEFFERIES & COMPANY, INC. and BEAR, STEARNS & CO. INC. Timothy holds the Series 63, Series 24, SIE, Series 82, Series 55 and Series 7 securities licenses. Timothy is registered to offer securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/01/2019 - Present
Amundi Distributor US, Inc. (BOSTON MA)
NY
01/11/2018 - 03/29/2019
OLD CITY SECURITIES LLC (NEW YORK NY)
NY
08/18/2005 - 07/02/2008
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
NC
07/01/2003 - 07/14/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
04/18/1996 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
06/21/1991 - 06/20/1996
LIBRA INVESTMENTS, INC.
NY
01/11/1990 - 06/07/1991
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
03/28/1985 - 12/07/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 04/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Dowling is the right advisor for you? Invested Better is here to help.
