Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Randolph Boecker is a registered investment advisor representative of Advisors Asset Management, Inc. Timothy has been working in the financial services industry since 1998. Timothy has experience in providing financial advice to a variety of clients, including individuals, families, and businesses. Timothy has passed the Series 3, 4, 7, 9, 10, 24, 31, 63, 65 and 66 exams. In addition to working as an investment advisor representative, Timothy is also an assistant football coach. Timothy is dedicated to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
03/02/2016 - Present
Advisors Asset Management, Inc. (LISLE IL)
IL
09/22/2014 - 12/07/2015
SCOTTRADE, INC. (NAPERVILLE IL)
IL
02/10/2005 - 09/23/2014
E*TRADE SECURITIES LLC (CHICAGO IL)
NY
10/27/2004 - 02/02/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
11/10/2003 - 05/03/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
SC
04/04/2002 - 01/07/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IL
12/07/2001 - 12/31/2001
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NE
03/29/1999 - 08/15/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
09/09/1998 - 03/02/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/01/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/07/2005
Series 4 - Registered Options Principal Examination
BC
Issued 12/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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