Unclaimed
Timothy Ruplin is a securities professional with over 30 years of experience in the financial services industry. Timothy is currently registered with U.S. Sterling Securities, Inc. and holds licenses in Series 7, 63, 72, 79 and SIE. Timothy has a strong background in securities, investment banking and government securities. Timothy holds registrations in 9 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/1994 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
NA
04/24/1992 - 09/13/1994
LONG ISLAND NETWORK SECURITIES, INC.
BC
Issued 05/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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