Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Leung is a financial advisor who has been in the industry since 2001. Timothy is currently registered with Citigroup Global Markets Inc. and has been in this role since 2015. Prior to this role, Timothy worked for HSBC Securities (USA) Inc. and Traderfield Securities Inc. Timothy is a licensed broker-dealer and investment advisor representative. Timothy holds a Series 7, Series 10, Series 24, Series 27, Series 63, Series 65, Series 66, Series 9, Series 99TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
03/18/2015 - 07/31/2015
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
11/06/2012 - 03/06/2015
TRADERFIELD SECURITIES INC. (NEW YORK NY)
NY
10/01/2012 - 11/01/2012
J.P. MORGAN SECURITIES LLC (FRESH MEADOWS NY)
NY
05/27/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FRESH MEADOWS NY)
NY
07/28/2006 - 04/14/2011
SCOTTRADE, INC. (FLUSHING NY)
NJ
03/27/2001 - 07/05/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
IA
Issued 07/18/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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