Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Pierce Dana is a financial professional who has been in the securities industry since 1998. Currently, Timothy Pierce Dana is registered with Rosenblatt Securities Inc. Timothy Pierce Dana is also a Series 24 and Series 63 licensed professional. Previously, Timothy Pierce Dana was affiliated with GAM SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., LAZARD FRERES & CO. LLC, SALOMON BROTHERS INC., and SMITH BARNEY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/22/2022 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
NY
11/17/2015 - 07/06/2021
GAM SERVICES, INC. (NEW YORK NY)
NY
08/04/2011 - 10/16/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/25/1998 - 05/04/2011
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
11/29/1997 - 05/06/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
11/22/1996 - 05/06/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 10/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Timothy Dana is the right advisor for you? Invested Better is here to help.
