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Timothy Philip Dunham

Clear Street LLC

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About Timothy Philip Dunham

Timothy Dunham is a financial professional with over 40 years of experience in the securities industry. Timothy has held a variety of roles at several firms, including Clear Street LLC, Clear Street Markets LLC, Precision Securities, LLC, Virtu Americas LLC, Knight Capital Americas, L.P., Knight Direct LLC, Knight Capital Markets LLC, EdgeTrade LLC, DirectEdge ECN, Soundview Technology Corporation, Midwood Securities, Inc., Westfalia Investments, Inc., Josephthal & Co., Inc., JSC Securities, Inc., Dean Witter Reynolds Inc., and Securities Settlement Corporation. Timothy is currently registered with Clear Street LLC and holds the Series 7, Series 24, Series 27, Series 57TO, Series 99TO, and SIE licenses.

Firm Information

Timothy Dunham is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Dunham’s Registration & Firm History

NY

11/06/2018 - Present

Clear Street LLC (NEW YORK NY)

NY

11/06/2018 - 04/15/2024

CLEAR STREET MARKETS LLC (NEW YORK NY)

CA

09/03/2020 - 10/07/2022

PRECISION SECURITIES, LLC (DEL MAR CA)

NY

07/22/2009 - 11/05/2018

VIRTU AMERICAS LLC (New York NY)

NJ

06/01/2004 - 11/08/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NJ

09/26/2007 - 12/31/2010

KNIGHT DIRECT LLC (JERSEY CITY NJ)

NY

08/30/2004 - 12/31/2010

KNIGHT CAPITAL MARKETS LLC (PURCHASE NY)

NJ

02/13/2008 - 10/21/2008

EDGETRADE LLC (JERSEY CITY NJ)

NY

09/22/2005 - 09/26/2007

DIRECTEDGE ECN (NEW YORK NY)

CT

10/29/1997 - 06/03/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

NY

05/20/1994 - 10/24/1997

MIDWOOD SECURITIES, INC. (NEW YORK NY)

FL

10/02/1991 - 05/17/1994

WESTFALIA INVESTMENTS, INC. (FORT LAUDERDALE FL)

NA

05/29/1990 - 09/10/1991

JOSEPHTHAL & CO., INC.

NA

10/08/1985 - 08/06/1991

JSC SECURITIES, INC.

NA

02/19/1985 - 10/15/1985

DEAN WITTER REYNOLDS INC.

NA

11/05/1982 - 01/17/1985

SECURITIES SETTLEMENT CORPORATION

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Licenses & Designations

BC

Issued 02/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/1991

Series 24 - General Securities Principal Examination

BC

Issued 09/29/1982

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Philip Dunham.
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