Unclaimed
Timothy Dunham is a financial professional with over 40 years of experience in the securities industry. Timothy has held a variety of roles at several firms, including Clear Street LLC, Clear Street Markets LLC, Precision Securities, LLC, Virtu Americas LLC, Knight Capital Americas, L.P., Knight Direct LLC, Knight Capital Markets LLC, EdgeTrade LLC, DirectEdge ECN, Soundview Technology Corporation, Midwood Securities, Inc., Westfalia Investments, Inc., Josephthal & Co., Inc., JSC Securities, Inc., Dean Witter Reynolds Inc., and Securities Settlement Corporation. Timothy is currently registered with Clear Street LLC and holds the Series 7, Series 24, Series 27, Series 57TO, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/06/2018 - Present
Clear Street LLC (NEW YORK NY)
NY
11/06/2018 - 04/15/2024
CLEAR STREET MARKETS LLC (NEW YORK NY)
CA
09/03/2020 - 10/07/2022
PRECISION SECURITIES, LLC (DEL MAR CA)
NY
07/22/2009 - 11/05/2018
VIRTU AMERICAS LLC (New York NY)
NJ
06/01/2004 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
09/26/2007 - 12/31/2010
KNIGHT DIRECT LLC (JERSEY CITY NJ)
NY
08/30/2004 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (PURCHASE NY)
NJ
02/13/2008 - 10/21/2008
EDGETRADE LLC (JERSEY CITY NJ)
NY
09/22/2005 - 09/26/2007
DIRECTEDGE ECN (NEW YORK NY)
CT
10/29/1997 - 06/03/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
05/20/1994 - 10/24/1997
MIDWOOD SECURITIES, INC. (NEW YORK NY)
FL
10/02/1991 - 05/17/1994
WESTFALIA INVESTMENTS, INC. (FORT LAUDERDALE FL)
NA
05/29/1990 - 09/10/1991
JOSEPHTHAL & CO., INC.
NA
10/08/1985 - 08/06/1991
JSC SECURITIES, INC.
NA
02/19/1985 - 10/15/1985
DEAN WITTER REYNOLDS INC.
NA
11/05/1982 - 01/17/1985
SECURITIES SETTLEMENT CORPORATION
BC
Issued 02/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1991
Series 24 - General Securities Principal Examination
BC
Issued 09/29/1982
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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