Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Pham Taraba is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Timothy has been in the financial services industry for over 10 years, and has experience with a variety of investment products and services. Timothy's professional experience includes roles at Wells Fargo Advisors, LLC, Unionbanc Investment Services, LLC, and Mercer Allied Company, L.P.. Timothy holds Series 6, 7, 63 and 66 licenses. Timothy is currently registered in 30 states and is a member of FINRA. Timothy is also a general partner/managing member of PTI Holdings LLC, a limited partner in Taracore Enterprises LLC, and an employee of Union Bank. Timothy is dedicated to providing clients with personalized financial advice and guidance, and is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/12/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
07/01/2016 - 12/04/2017
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
CA
10/22/2013 - 01/08/2015
UNIONBANC INVESTMENT SERVICES, LLC (COSTA MESA CA)
CA
04/08/2013 - 07/30/2013
WELLS FARGO ADVISORS, LLC (FULLERTON CA)
BOTH
Issued 10/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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