Unclaimed
Timothy Peter Hill is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the securities industry since 2007. Hill holds Series 7, 63, 65, and 66 licenses. He has worked for several firms including Thornburg Securities Corporation, Funds Distributor, LLC, and Neuberger Berman, LLC, and holds registrations in 14 states. Hill has experience in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/22/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
FL
07/09/2022 - 04/24/2023
EQUITABLE ADVISORS, LLC (BOCA RATON FL)
NM
05/03/2012 - 01/07/2015
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
NY
05/18/2010 - 04/04/2012
FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
NJ
01/30/2007 - 06/03/2008
NEUBERGER BERMAN, LLC (HOBOKEN NJ)
NY
08/16/2002 - 02/01/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/29/1998 - 10/30/1998
WARBURG DILLON READ LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
06/20/1994 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
BOTH
Issued 07/19/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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