Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Harding is a financial professional with over 25 years of experience in the financial services industry. Timothy Harding is a registered representative and investment advisor representative and currently holds registrations with Osaic Wealth, Inc.. Timothy Harding holds a Series 7, Series 24, and Series 63 securities licenses and a Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
09/19/2012 - 05/03/2016
SANTANDER SECURITIES LLC (MANHASSET NY)
NY
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (WHITESTONE NY)
NY
09/11/2006 - 05/27/2008
IFMG SECURITIES, INC. (BAYSIDE NY)
NY
03/23/2000 - 09/12/2006
ESSEX NATIONAL SECURITIES, INC. (BAYSIDE NY)
NY
07/19/1999 - 04/13/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/18/1996 - 07/16/1999
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 12/27/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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