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Timothy Peter Ciraulo

Hennion & Walsh Asset Management, Inc.

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About Timothy Peter Ciraulo

Timothy Ciraulo is a financial professional with over 37 years of experience in the securities industry. Timothy currently works for Hennion & Walsh Asset Management, Inc. where Timothy is registered as a Registered Representative and Investment Adviser Representative. Timothy has also worked for PMK Securities & Research, Inc., Comprehensive Capital Corporation, G. K. Scott & Co., Inc., Brownstone-Smith Securities Corp., The Jameson Group, Inc., and The Stuart-James Company, Inc.. Timothy's specializations include securities, investment advisory services, and financial planning. Timothy's certifications include Series 4, Series 7, Series 24, Series 63, and Series 65. Timothy has a strong commitment to helping clients reach their financial goals.

Firm Information

Timothy Ciraulo is currently registered with Hennion & Walsh Asset Management, Inc.. Hennion & Walsh Asset Management, Inc. is a Registered Investment Advisor based in Parsippany, NJ. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Hennion & Walsh manages approximately $472.7 million in assets for individuals, corporations, pension and profit-sharing plans, charitable organizations, and high-net-worth individuals. The firm has 65 investment adviser representatives and 20 licensed agents.
Hennion & Walsh Asset Management, Inc.

2001 ROUTE 46

PARSIPPANY, NJ 07054

$472.71M

Assets Under Management

15

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Ciraulo’s Registration & Firm History

FL

09/01/2016 - Present

Hennion & Walsh Asset Management, Inc. (Boca Raton FL)

FL

10/22/2002 - 12/31/2013

PMK SECURITIES & RESEARCH, INC. (DELRAY BEACH FL)

NY

09/30/1991 - 11/18/2002

COMPREHENSIVE CAPITAL CORPORATION (GREAT NECK NY)

NY

07/11/1988 - 09/30/1991

G. K. SCOTT & CO., INC. (PLAINVIEW NY)

NA

08/19/1987 - 07/16/1988

BROWNSTONE-SMITH SECURITIES CORP.

NA

07/21/1987 - 09/16/1987

THE JAMESON GROUP, INC.

NA

12/17/1985 - 07/29/1987

THE STUART-JAMES COMPANY, INC.

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Licenses & Designations

IA

Issued 11/19/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/1990

Series 4 - Registered Options Principal Examination

BC

Issued 07/25/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Timothy Peter Ciraulo. Review regulatory record here.
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