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Timothy Peter Braun

Northland Securities, Inc.

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About Timothy Peter Braun

Timothy Braun is a financial advisor with over 30 years of experience in the industry. Timothy has been with Northland Securities, Inc. since 2022. Previously, Timothy was employed by THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. and RBC CAPITAL MARKETS, LLC. Timothy is registered as a broker-dealer in 25 states and as an investment advisor in 13 states.

Firm Information

Timothy Braun is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Timothy Braun’s Registration & Firm History

MN

04/26/2022 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MN

10/09/2020 - 01/26/2022

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (Woodbury MN)

MN

04/19/2007 - 10/20/2020

RBC CAPITAL MARKETS, LLC (ST. PAUL MN)

MN

04/24/1998 - 04/23/2007

ROBERT W. BAIRD & CO. INCORPORATED (EDINA MN)

MN

11/29/1993 - 04/27/1998

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

NY

12/19/1991 - 12/06/1993

SMITH BARNEY SHEARSON INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/03/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/23/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Peter Braun.
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