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Timothy Peter Barbera

Rice Financial Products Co.

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About Timothy Peter Barbera

Timothy Barbera is a financial professional with over 20 years of experience in the industry. Timothy is a registered representative and investment advisor with Rice Financial Products Co. Prior to his current role, Timothy worked at Titus & Donnelly LLC. Timothy holds the Series 7, Series 24, Series 52, Series 53, and Series 63 licenses. Timothy is registered in all 50 states and the District of Columbia.

Firm Information

Timothy Barbera is currently registered with Rice Financial Products Co.. Rice Financial Products Co. is a Limited Liability Company formed in June 2009. The company is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Barbera’s Registration & Firm History

NY

11/01/1999 - Present

Rice Financial Products Co. (NEW YORK NY)

NY

07/03/1997 - 10/14/1999

TITUS & DONNELLY LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2016

Series 24 - General Securities Principal Examination

BC

Issued 03/01/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/02/1997

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Peter Barbera.
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