Unclaimed
Timothy Barbera is a financial professional with over 20 years of experience in the industry. Timothy is a registered representative and investment advisor with Rice Financial Products Co. Prior to his current role, Timothy worked at Titus & Donnelly LLC. Timothy holds the Series 7, Series 24, Series 52, Series 53, and Series 63 licenses. Timothy is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/1999 - Present
Rice Financial Products Co. (NEW YORK NY)
NY
07/03/1997 - 10/14/1999
TITUS & DONNELLY LLC (NEW YORK NY)
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/01/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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