Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Penn Nugent is a financial advisor at First Citizens Investor Services, Inc., where Timothy has been registered since June 2017. Timothy has worked in the financial services industry since September 2005. Timothy holds the Series 7, 24, and 66 licenses as well as the SIE license. Timothy has also earned the designation of Certified Financial Planner. Timothy specializes in working with high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/05/2017 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
NC
01/08/2015 - 10/04/2016
SUNTRUST INVESTMENT SERVICES, INC. (RALEIGH NC)
NC
07/12/2013 - 06/12/2014
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
06/15/2009 - 11/08/2012
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
MO
06/15/2002 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/30/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 07/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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