Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Paul Steffens is a financial advisor with DFA Securities LLC in SANTA MONICA, CA. Timothy has over 6 years of experience in the financial services industry. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, SIE, and Series 24 licenses. Timothy is also registered with the state of California and 49 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
12/27/2018 - Present
DFA Securities LLC (SANTA MONICA CA)
NC
07/14/2017 - 12/18/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 07/26/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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