Unclaimed
Timothy P. Mullaney is an investment advisor representative with Transamerica Financial Advisors, Inc. in Plano, TX. Timothy has been in the securities industry since June 2001. Timothy has passed the Series 6, 7, 26, 63, and 65 exams. Timothy is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
01/06/2012 - Present
Transamerica Financial Advisors, Inc. (PLANO TX)
TX
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (PLANO TX)
GA
06/14/2001 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 10/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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