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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Paul Lata has been an active investment advisor for over 30 years. Timothy is currently registered as an Investment Advisor Representative with LPL Financial LLC, Wealth Management Services, LLC, and Integrated Wealth Concepts LLC. Timothy has previous experience with Securities America, Inc., NFP Securities, Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Timothy holds the Series 6, Series 7 and Series 63 licenses, as well as the SIE exam. Timothy has a strong track record of providing financial advice to clients and helping them achieve their financial goals. Timothy specializes in providing financial planning, portfolio management, pension consulting and educational seminars. Timothy is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
05/28/2024 - Present
LPL Financial LLC (BLOOMFIELD HILLS MI)
MI
09/09/2005 - 06/24/2016
SECURITIES AMERICA, INC. (WEST BLOOMFIELD MI)
TX
02/23/1999 - 09/21/2005
NFP SECURITIES, INC. (AUSTIN TX)
NY
11/04/1992 - 03/03/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/04/1992 - 03/03/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 11/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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