Unclaimed
Timothy Sullivan is a registered representative with Chatsworth Securities LLC and has been in the securities industry since August 17, 2013. Sullivan is licensed in Connecticut and New York and has passed the Series 7, Series 63, Series 82, and SIE exams. Previously, Timothy Sullivan was a registered representative with Swisskey Fund Services, Inc. and EquitiLink U.S.A., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/01/2018 - Present
Chatsworth Securities LLC (GREENWICH CT)
NA
03/24/1994 - 04/23/1997
SWISSKEY FUND SERVICES, INC.
NA
02/21/1990 - 04/04/1992
EQUITILINK U.S.A., INC.
BC
Issued 11/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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