Unclaimed
Timothy Patrick Houston is a registered representative with Samuel A. Ramirez & Company, Inc. Timothy has been in the financial services industry since 2002. Timothy holds FINRA Series 7 and 63 licenses and the SIE exam. Timothy has been registered in 39 states. Previous employers of Timothy include UBS Financial Services Inc. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/16/2010 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NJ
10/01/2008 - 03/19/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/19/2006 - 10/21/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
10/06/2002 - 08/17/2006
BUTLER LARSEN PIERCE & COMPANY, INC. (HOBOKEN NJ)
BC
Issued 11/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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