Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Patrick Holmes is a financial advisor who has been in the industry since 1986. He is currently registered with Vanguard Marketing Corp. and is licensed in Arkansas, Massachusetts, Pennsylvania, and Utah. Timothy has a variety of certifications, including Series 4, 7, 24, 53, and 63 licenses. He has also passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/25/1986 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/1990
Series 24 - General Securities Principal Examination
BC
Issued 07/20/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/14/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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