Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Higgins is a financial professional with over 20 years of experience in the industry. Timothy has held a variety of roles at firms such as Prudential Securities Incorporated, Quick & Reilly, Inc., Sanders Morris Harris Inc., HSBC Securities (USA) Inc. and Pershing LLC. Timothy currently works at Pershing LLC and BNY Mellon Capital Markets, LLC. Timothy holds a Series 7, Series 24, Series 52TO, and Series 66. Timothy is registered to provide securities related services in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/12/2024 - Present
Pershing LLC (NEW YORK NY)
NJ
09/01/2009 - 04/03/2012
PERSHING LLC (JERSEY CITY NJ)
NY
10/12/2006 - 08/20/2009
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/03/2006 - 08/16/2006
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
CT
04/27/2001 - 01/17/2006
ADVEST, INC. (HARTFORD CT)
NY
09/05/2000 - 04/23/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/30/1999 - 07/06/2000
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 11/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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