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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Garrettson is a financial professional with over 40 years of experience in the financial services industry. Timothy has a diverse background, having worked with various firms, including Oppenheimer & Co. Inc., Moors & Cabot, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Ryan Beck & Co. Currently, Timothy is an investment advisor representative at Herbert J. Sims Capital Management, Inc. where Timothy focuses on providing customized investment management services to high-net-worth individuals, trusts, estates, pension and profit-sharing plans, and other entities. Timothy is licensed in a variety of states and holds the Series 7, Series 24, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
07/20/2021 - Present
Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)
FL
08/01/2014 - 01/24/2020
OPPENHEIMER & CO. INC. (PALM BEACH GARDENS FL)
FL
01/14/2010 - 08/06/2014
MOORS & CABOT, INC. (BOCA RATON FL)
FL
04/05/2007 - 01/20/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JUPITER FL)
FL
09/09/2004 - 04/18/2007
RYAN BECK & CO. (PALM BEACH GARDENS FL)
MO
07/01/2003 - 09/13/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/19/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
AZ
10/01/1997 - 09/01/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
06/06/1990 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
10/20/1989 - 06/13/1990
MONY SECURITIES CORP. (NEW YORK NY)
NA
07/20/1988 - 10/24/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NY
06/20/1984 - 08/03/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/29/1981 - 07/26/1984
E. F. HUTTON & COMPANY INC
NA
02/03/1981 - 10/10/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/26/1979 - 02/23/1981
E. F. HUTTON & COMPANY INC
IA
Issued 09/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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