Unclaimed
Timothy Gannon is a financial professional with over 29 years of experience in the securities industry. He is currently registered with Fidelity Brokerage Services LLC. Previously, Timothy was also registered with Fidelity Investments Institutional Services Company, Inc., and Fidelity Brokerage Services, Inc. His registrations include Series 6, 7, 24, and 63 licenses. Timothy is licensed in Massachusetts and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/08/2001 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
RI
09/09/1994 - 01/09/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/30/1993 - 09/01/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 09/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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