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Timothy Patrick Derouin

Northwestern Mutual Investment Services, LLC

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About Timothy Patrick Derouin

Timothy Derouin is a financial advisor with Northwestern Mutual Investment Services, LLC. Timothy has been in the financial services industry since November 1993. Timothy is registered with the state of Iowa and has a Series 6, Series 7, Series 26, Series 63, and Series 65. Timothy has been registered with the state of Iowa since October 2008. Timothy is also registered with the state of Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Hampshire, New York, Ohio, Oregon, South Dakota, Texas, Virginia, Washington, and Wisconsin. Timothy is a registered representative of Northwestern Mutual Investment Services, LLC. Timothy's office is located at 1840 NW 118th St Ste 220, Clive, IA 50325. Timothy's previous employment includes Robert W. Baird & Co. Incorporated.

Firm Information

Timothy Derouin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Timothy Derouin’s Registration & Firm History

IA

10/30/2008 - Present

Northwestern Mutual Investment Services, LLC (Clive IA)

WI

01/29/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 10/29/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Patrick Derouin.
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