Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Chapman is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Portland, OR. Timothy has been in the financial industry since 1994 and has worked for several firms including Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Banc of America Investment Services, Inc., UST Securities Corp., UST Financial Services Corp., Charles Schwab & Co., Inc., and Baraban Securities, Inc. Timothy holds Series 7, 8, 9, 10, 63, 65, and 66 licenses. Timothy specializes in providing portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
10/17/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND OR)
OR
01/03/2011 - 03/08/2017
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND OR)
OR
10/15/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
OR
02/27/2008 - 10/22/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORTLAND OR)
CT
12/01/2002 - 03/03/2008
UST SECURITIES CORP. (STAMFORD CT)
NY
06/26/2001 - 12/01/2002
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
TX
01/09/1996 - 03/08/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
01/18/1994 - 01/15/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 05/07/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Chapman is the right advisor for you? Invested Better is here to help.
