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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Owings Waters is a financial advisor based in Denver, Colorado. Timothy is currently registered with Triumph Capital Management. Timothy has been in the industry since 2000 and has experience with multiple firms including AXA Advisors, LLC, Raymond James Financial Services, Inc., J.P. Turner & Company, L.L.C., Summit Brokerage Services, Inc., and Cetera Advisor Networks LLC. Timothy has also worked at Summit Financial Group Inc. and JP Turner & Co Capital Management LLC. Timothy holds a Series 63 license and a Series 65 license, and has passed the SIE and Series 7 exams. Timothy works with individuals, high net worth individuals, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/19/2016 - Present
Triumph Capital Management (DENVER CO)
CO
09/20/2019 - 02/10/2020
CETERA ADVISOR NETWORKS LLC (Denver CO)
CO
09/01/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Denver CO)
CO
08/10/2012 - 09/29/2015
J.P. TURNER & COMPANY, L.L.C. (DENVER CO)
CO
07/28/2008 - 08/14/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (DENVER CO)
CO
01/10/2007 - 08/01/2008
AXA ADVISORS, LLC (DENVER CO)
CO
08/12/2006 - 01/11/2007
BANCWEST INVESTMENT SERVICES, INC. (DENVER CO)
CO
01/13/2006 - 08/12/2006
INVEST FINANCIAL CORPORATION (DENVER CO)
NY
06/26/2003 - 01/13/2006
AXA ADVISORS, LLC (NEW YORK NY)
MA
01/31/2002 - 05/12/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 04/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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