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Timothy Owen Murphy

Mizuho Securities USA LLC

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About Timothy Owen Murphy

Timothy Owen Murphy is a financial professional with over 28 years of experience in the industry. Timothy is currently registered with Mizuho Securities USA LLC, a firm he joined in May 2008. Prior to joining Mizuho, Timothy was employed by ABN AMRO INCORPORATED and LaSalle Financial Services, INC. Timothy holds the Series 7, 24, 52TO, and SIE licenses. Timothy is registered in 52 states and the District of Columbia.

Firm Information

Timothy Murphy is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Murphy’s Registration & Firm History

NY

05/01/2008 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/19/2006 - 05/01/2008

ABN AMRO INCORPORATED (NEW YORK NY)

IL

10/03/2005 - 10/01/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

CT

05/11/2001 - 10/06/2005

ABN AMRO INCORPORATED (STAMFORD CT)

NY

04/30/2001 - 05/11/2001

ABN AMRO SECURITIES LLC (NEW YORK NY)

NY

06/22/1994 - 11/28/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Owen Murphy.
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