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Timothy Owen McGurkin

Foreside Fund Services, LLC

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About Timothy Owen McGurkin

Timothy Owen McGurkin is a financial advisor with Foreside Fund Services, LLC. Timothy has been in the securities industry since 1997. Timothy is registered with FINRA and has licenses for Series 4, 62, 63 and 7. Timothy is also registered in several states including California, Colorado, District of Columbia, Maryland, Missouri, Ohio and Virginia. Timothy's prior work experience includes Stiefel, Nicolaus & Company, Incorporated, Legg Mason Investor Services, LLC, Legg Mason Wood Walker, Incorporated, Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated.

Firm Information

Timothy McGurkin is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy McGurkin’s Registration & Firm History

MD

10/19/2016 - Present

Foreside Fund Services, LLC (BALTIMORE MD)

MD

06/15/2011 - 04/08/2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

MD

12/01/2005 - 04/12/2011

LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)

MD

08/12/2003 - 12/01/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

06/14/1999 - 01/06/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

09/20/1995 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 06/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2012

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2002

Series 7 - General Securities Representative Examination

BC

Issued 04/12/1995

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Owen McGurkin.
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