Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Cornell is a financial advisor with over 40 years of experience in the industry. He currently works for UBS Financial Services Inc. and is registered with the state of Ohio. Prior to working at UBS, Timothy Cornell worked at a number of other firms, including J.C. Bradford & Co., PaineWebber Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., John Hancock Mutual Life Insurance Company, and John Hancock Distributors, Inc. Timothy Cornell holds a number of licenses and certifications, including Series 1, 3, 4, 7, 8, 9, 10, 12, 63 and 65. He has experience in a variety of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
03/08/2002 - Present
UBS Financial Services Inc. (Miamisburg OH)
NY
08/26/1992 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
01/14/1988 - 08/26/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/15/1988 - 03/03/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/10/1980 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
05/18/1977 - 08/25/1982
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
05/18/1977 - 08/05/1982
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/25/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 7/22/1983
Series 4 - Registered Options Principal Examination
BC
Issued 5/16/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 3/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 5/13/1977
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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