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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy O'Shea is an Investment Advisor Representative with Newedge Advisors and has been in the industry since 1996. Timothy's current registration is in Connecticut and Texas. In addition to his registration with Newedge Advisors, Timothy has prior experience with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CHARLES SCHWAB & CO., INC. and DEAN WITTER REYNOLDS INC. Timothy has passed the Series 63, 65, 66, 7, 8, 9, 10, 31, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
10/04/2021 - Present
Newedge Advisors (NEW ORLEANS LA)
CT
01/18/2007 - 09/08/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HAMDEN CT)
CT
08/09/2005 - 11/21/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (AVON CT)
TX
03/31/1997 - 11/29/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
02/26/1996 - 02/21/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/17/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/09/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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