Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Norman Petersen is a financial professional with experience in the securities industry. Timothy has worked with firms such as BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and J.P. Morgan Securities LLC. Timothy holds a Series 7, Series 79 and Series 63 licenses and is currently registered with Houlihan Lokey Capital, Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
05/10/2019 - 06/03/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/13/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/10/2011 - 05/24/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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