Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Norman is a financial advisor with over 25 years of experience in the industry. Timothy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked at J.P. MORGAN SECURITIES LLC, FIDELITY BROKERAGE SERVICES LLC, EDWARD JONES, BANC OF AMERICA INVESTMENT SERVICES, INC., PRUDENTIAL SECURITIES INCORPORATED, and J.B. OXFORD & COMPANY. Timothy has a wide range of experience in various financial services, including investment advisory services, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/11/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLOWER MOUND TX)
TX
08/22/2017 - 03/11/2023
J.P. MORGAN SECURITIES LLC (FLOWER MOUND TX)
TX
10/19/2011 - 10/12/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
12/17/2010 - 07/05/2011
EDWARD JONES (LEWISVILLE TX)
MA
09/01/1999 - 06/17/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/26/1998 - 04/20/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
03/22/1996 - 08/20/1997
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
BOTH
Issued 12/31/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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