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Timothy Nelson Monnin

Keybanc Capital Markets Inc.

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About Timothy Nelson Monnin

Timothy Nelson Monnin is a financial advisor registered in California, North Carolina and Ohio. Timothy is currently affiliated with Keybanc Capital Markets Inc. and has been in the financial services industry since 1994. Timothy is a registered principal and holds the following licenses: Series 7, Series 24, Series 5, Series 63, Series 79TO and SIE.

Firm Information

Timothy Monnin is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Monnin’s Registration & Firm History

NC

12/03/2013 - Present

Keybanc Capital Markets Inc. (CHARLOTTE NC)

NC

01/20/2011 - 09/18/2013

JEFFERIES LLC (CHARLOTTE NC)

NC

07/01/2003 - 10/27/2010

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

06/21/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

11/03/1997 - 01/14/1999

CIBC OPPENHEIMER CORP. (NEW YORK NY)

NY

05/01/1996 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

MI

07/18/1989 - 02/04/1991

OLD KENT DISCOUNT BROKERAGE (GRAND RAPIDS MI)

NA

11/18/1987 - 01/17/1989

CARROLL MCENTEE & MCGINLEY INCORPORATED

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Licenses & Designations

BC

Issued 07/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/1996

Series 7 - General Securities Representative Examination

BC

Issued 04/21/1988

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Nelson Monnin.
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