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Timothy Mulcahy

National Financial Services LLC

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About Timothy Mulcahy

Timothy Mulcahy is a financial advisor with over 20 years of experience in the financial services industry. Timothy is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Timothy is licensed to offer securities and investment advisory services in all 50 states and the District of Columbia. Timothy is also a registered principal with Fidelity Distributors Co. LLC. Timothy's areas of expertise include investment company products, variable contracts, and municipal securities.

Firm Information

Timothy Mulcahy is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Mulcahy’s Registration & Firm History

RI

05/25/2020 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

11/01/2017 - 12/31/2019

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

12/18/2015 - 10/04/2017

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 07/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2010

Series 24 - General Securities Principal Examination

BC

Issued 04/25/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 06/18/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/11/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Mulcahy.
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