Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Michael Roberts is a financial professional with experience in the securities industry. Timothy is currently registered with GT Securities, Inc. Timothy's professional experience includes a previous role with ING Financial Markets LLC. Timothy has passed the SIE, Series 79, Series 63 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/21/2023 - Present
GT Securities, Inc. (LOS ANGELES CA)
NY
09/19/2018 - 04/25/2022
ING FINANCIAL MARKETS LLC (NEW YORK NY)
IA
Issued 05/24/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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