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Timothy Michael Mann

Scotia Capital (usa) Inc.

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About Timothy Michael Mann

Timothy Mann is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Scotia Capital (usa) Inc. in New York, NY. Previously, Timothy has held positions at firms such as Barclays Capital Inc., Lehman Brothers Inc. and SG Cowen Securities Corporation. Timothy has a broad range of experience in investment banking, trading and securities. He is licensed in all 50 states and holds the Series 7, 24, 55, 57TO, 63, and 79TO licenses.

Firm Information

Timothy Mann is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Mann’s Registration & Firm History

NY

02/07/2020 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

09/22/2008 - 02/05/2020

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/11/2004 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/17/2000 - 11/21/2002

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

CT

11/08/1999 - 04/06/2000

ABN AMRO INCORPORATED (STAMFORD CT)

NY

05/22/1996 - 07/13/1998

CASPIAN SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/21/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Michael Mann.
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